The key responsibilities for the position;

• Conducting onsite and offsite inspection activities in accordance with risk-based supervision methodologies and approved plans and prepare reports;
• Assisting in conducting risk profiling activities for regulated persons and prepare reports;
• Providing guidance to market intermediaries on compliance practices through liaison with the relevant compliance, risk management and internal audit staff to promulgate strong internal control and compliance environments;
• Implementing relationship management policy for regulated persons;
• Maintaining accurate, up-to-date and detailed electronic information data-base for regulated persons and periodically perform trend analysis;
• Conducting research on best practices on market supervision including AML/CFT practices;
• Implementing quality management systems and continuously identifying and managing risks; and
• Undertaking any other responsibilities as and when assigned.

Minimum Qualifications and Experience

• Bachelors degree in Law, Finance, Business or relevant field;
• Proficiency in computer applications such as Microsoft Word, Excel, Access, PowerPoint, and Outlook express including financial and statistical packages; and
• A minimum of one year of relevant experience will be an added advantage.

Key skills, Knowledge and Competencies

• Knowledge on monitoring and internal controls;
• Analytical and audit skills;
• Formal investigative skills;
• Ability to interpret information and make decisions based on the information; and
• Excellent communication, report writing skills and interpersonal skills.

Deadline: February 05, 2025.